Rethinking Portfolio Management

M1 Capital Management is a Bloomfield Hills, MI based money management firm, founded by former principals of thinkorswim Advisors. We specialize in risk reduced tactical investing, blending alternative and traditional strategies.

Click here to see which M1 Model is right for you

Privacy Policy

How we Use and Protect Information

M1 Capital Management LLC recognizes the importance of maintaining its clients' privacy. We treat all of the personal and financial information that you share with us in the course of our providing you with investment advisory services as confidential and recognize the importance of protecting your information from disclosure. We do not sell information about you. We do not share your information for marketing purposes.
Nonpublic personal information includes substantially all the information about you that is collected by us. We do not disclose any non-public personal information about our clients or former clients to anyone, except as permitted by law. The law permits us, and it is necessary in servicing your account, to disclose to third party service providers information for purposes of executing securities transactions on your behalf and in connection with the custody of your securities.

Information We May Collect

In the process of providing you services, we collect non-public personal information about you from the following resources:

  • Information we receive from you in your advisory contract with us;
  • Information we collect as part of the process of providing individualized investment advisory services for you; and
  • Information about your securities transactions that we perform on your behalf or of which you give us information.

The non-public personal information we collect may include:

  • Your name, address, phone number, social security number, email address and assets.
  • Your transactions and experiences with us and with outside companies, such as brokerage and custodial arrangements
  • Information relating to your employment, income, finances and other personal characteristics.

Information We May Disclose

We may disclose non-public personal information only in certain instances. The service providers to whom we disclose this information are obliged to use it only for the purposes stated.

Privacy Policy Notifications

We provide our Privacy Policy at the start of the client relationship. We also send a Privacy Policy to current clients each year. If you are no longer a client, we will follow our then current Privacy Policy, but we will not send you further notices.

Change in Privacy Policy

We reserve the right to change our Privacy Policy at any time. If we make material changes, we will provide current clients with a revised notice describing our new policy.